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SEBI & Listing Compliances
We offer specialized advisory and compliance services under SEBI Regulations and listing requirements, ensuring that listed companies and SEBI-registered entities effectively fulfill their statutory and regulatory requirements.
Our SEBI Services
- End-to-end Compliance and Secretarial support in process of Initial Public Offerings (IPOs) on SME/Main Board platforms
- Drafting and reviewing of Draft Red Herring Prospectus/Red Herring Prospectus and liaison with merchant bankers, RTA, exchanges, and other intermediaries
- Listing compliance under SEBI (LODR) Regulations, 2015 and other applicable SEBI Regulations
- Handling Quarterly and annual disclosures, report filings, and corporate governance compliance
- Drafting of Scheme of ESOP/ESOS its, implementation and regulatory filings
- Insider trading compliance
- Drafting of policies as per SEBI mandates
- Registration with SEBI, RBI etc for Investment Advisors, Portfolio Managers, Research Analysts, Other SEBI registered intermediaries
